Lead and develop a team of analysts conducting real-time surveillance of equity trading during overnight sessions
Monitor and escalate suspicious trading patterns, market manipulation, and potential insider trading to senior leadership and regulators
Oversee identification of unusual price movements, volume spikes, and order book anomalies, ensuring timely intervention
Direct review of automated surveillance alerts and material disclosures from listed companies, with clear escalation protocols
Make critical decisions on trading interventions, including trade breaks and suspensions, balancing market protection with operational continuity

Bachelor's degree in Finance, Economics, Business, or a related field
4–6 years of experience in market surveillance, compliance, trading operations, or related regulatory functions
Proven ability to lead teams effectively in high-pressure, time-sensitive environments
Strong understanding of equity markets, trading mechanisms, and regulatory frameworks
Excellent decision-making skills with demonstrated sound judgment in complex situations
Advanced degree or relevant certification (e.g., CFA, CAMS, or compliance-related credentials)
Experience in a regulated exchange environment or with market surveillance technology platforms

Surveillance Director

Key skills