Senior Associate, Marketing Compliance

Role Overview

• Preliminary review of marketing materials, due diligence responses and RFPs, investor communications, and other fundraising and reporting-related materials to ensure compliance with all applicable rules and regulations
• Review corporate and social media materials, posts and activity subject to final sign-off
• Develop informational tools and training materials related to compliance policies and regulatory requirements
• Research and provide assistance in preparing international travel guidance for members of the firm
• Assist new hires in the setup of certain compliance applications and provide training as needed
• Assist with other day-to-day compliance matters as needed

Requirements

• Three to five years of professional experience within compliance, legal, marketing, and/or financial services
• Candidate ideally accustomed to working independently
• Candidate must be able to work well in a team structure involving both business and support functions
• Experience dealing with regulatory changes and policy implementations relating to such changes
• Demonstrated analytical ability and a proactive approach to learning
• Excellent interpersonal skills; ability to interact with all levels of staff
• Willingness to obtain FINRA Series 7 and 24 within 6 months of joining Blue Owl
• Ability to manage multiple tasks and adhere to time-sensitive deadlines
• Strong attention to detail and organizational skills are essential
• A foundational understanding of SEC and FINRA marketing and advertising rules is preferred, with a willingness to learn and develop expertise in this area.

Benefits

• Discretionary bonus based on individual and team performance