Providing expert advice and guidance on the Financial Conduct Authority’s (FCA) regulation to network partner brokers.
Conducting health-checks visits to network partner brokers as specified in their business services agreements, in order to provide an assessment of their compliance with regulatory requirements.
Conducting regulatory based visits to network partner brokers to support the achievement of their regulatory obligations, recognising that the responsibility for compliance with regulatory requirements rests with the partner broker.
Monitoring the progress of compliance action plans resulting from the health checks, updating the action plan, and escalating to line manager and senior management team those network partner brokers who fail to deal with the issues identified appropriately.

A strong skill set that includes high level communication (written, verbal, video), stakeholder management, analytical, reasoning and IT Skills
Ideally qualified to relevant level (Degree / CII Exams).
A solid understanding of FCA rules and procedures from either an Insurer or Broker background – due to the nature of this role prior compliance experience is essential.
A full driving licence – travel is to be expected with this role.

A Negotiable basic salary + Car Allowance + a developing benefits package that will only continue to grow as we do
Support and funding for professional qualifications and personal development
A culture built on honesty, trust and putting clients first.
Some wonderful career opportunities as we continue to grow and develop the team further

Compliance Consultant

Key skills