Chief Compliance Officer
United States
Full Time
21 hours ago
$150,000 - $250,000 USD
H1B Sponsor
Key skills
CLeadership
About this role
Role Overview
- Monitor operations to ensure compliance with policies and procedures.
- Implement and maintain compliance policies and procedures.
- Conduct annual risk assessments and ensure personnel training.
- Work with external auditors to audit compliance with fiduciary activities.
- Report on compliance status to the Board and Audit Committee.
Requirements
- Minimum of 12+ years in banking compliance, with at least 5 years in a senior compliance leadership role at an OCC-regulated National Bank.
- Bachelor’s degree in Finance, Business, or Law (JD or MBA strongly preferred).
- CRCM (Certified Regulatory Compliance Manager) is mandatory. CAMS certification is a significant plus.
- Deep knowledge of the OCC’s Comptroller’s Handbook and the ability to interpret complex federal statutes.
- Demonstrated leadership experience managing high-performing compliance teams and interaction with C-suite executives and Board Directors.
- Experience conducting presentations in large groups and developing senior level board reporting.
- Understanding of cryptocurrencies or a strong interest in learning.