About this role

Owns the strategy, development, and effectiveness of enterprise compliance surveillance systems and data & analytics programs.
Provides senior level compliance technology and program advisory to Compliance Leadership and business partners.
Leads cross enterprise initiatives addressing sales practices monitoring, regulatory risk, and compliance program maturity.
Oversees enterprise priorities including e communications monitoring, trade monitoring, and data governance.
Proactively identifies compliance risks, monitoring gaps, and system deficiencies through data driven insights and advisory engagement.

Bachelor’s degree required; advanced degree or relevant certifications preferred.
Extensive experience in compliance, risk management, compliance technology, analytics, or related regulatory functions.
Demonstrated leadership of complex, enterprise wide programs and systems with significant regulatory impact.
Proven ability to operate at a senior leadership level, influencing outcomes across multiple business lines.

Senior Director, Compliance Systems

Key skills