Deliver risk and compliance monitoring and reporting for Mercer Investments Australia (MIAL).
Proactively monitor adherence to frameworks, policies, procedures and controls, identifying gaps and driving practical remediation.
Support business-led investigations into incidents and issues, including timely updates, root cause analysis, remediation tracking, prevention of recurrence and (where required) regulatory reporting.
Provide and coordinate Risk & Compliance training, including Incident Management and Root Cause Analysis.
Monitor and support annual CPD completion requirements (including RG 146 and Responsible Managers).
Support AML/CTF activities including investor risk ratings, transaction monitoring, and World-Check sanctions screening.
Assist the Senior Risk & Compliance Manager with ad hoc tasks and projects.

7+ years’ experience in Risk, Compliance and/or Legal within funds management or a similar financial services environment.
Strong understanding of financial markets, investment products and investment management processes.
Proficiency in Excel, Word and PowerPoint (Power BI skills desirable).
Strong organisational skills and attention to detail, with sound research and administration capability.
Strong written and verbal communication skills with the ability to clearly explain compliance requirements.
Ability to influence and collaborate with stakeholders at all levels to deliver practical, business-aligned compliance solutions.
Tertiary qualification in Law, Commerce, Finance or a related discipline (or equivalent experience).

Risk & Compliance Manager – Investments

Key skills