Conducts compliance reviews and provides oversight of legal entities, business units and processes
Maintains documentation and reports to management regarding compliance and potential issues
Provides analysis of the execution of our operational risk management framework, including: risk and control self-assessments, new initiative risk assessments, operational risk/loss events, scenario analysis, emerging risk identification, and front line risk assessments
Analyzes compliance processes and reports to management, comparing current process with identified process and policy
Analyzes and tests assigned business initiatives for adherence to policy
Assists in the review of contracts, agreements and statements of work
Prepares and maintains risk management documentation and risk reports
Provides timely update of operational risk issues and decisions to managers
Leads development of the overall risk assessment program and action plans to mitigate operational risks
May supervise day-to-day work of other professional level operational risk associates
Requirements
Bachelor’s degree in a related field and five (5) years' experience in finance, risk or operations, with experience in the specific business line operations
Or High School Diploma or GED and nine (9) years' experience in finance, risk or operations, with experience in the specific business line operations