Compliance Specialist

Role Overview

• Prepare legal opinions and respond to the most complex inquiries from the institution's areas regarding compliance with applicable laws and financial-sector regulation issued by the Brazilian Central Bank (BACEN) and the Brazilian Securities and Exchange Commission (CVM);
• Respond to internal and external audits;
• Monitor and coordinate the institution's response to inspections by the Central Bank of Brazil;
• Continuous monitoring of regulatory and legislative changes, including impact analyses and communication to internal areas;
• Monitor and track the institution's regulatory compliance through indicators, presenting findings to senior management;
• Direct interaction with senior/executive management, including preparation and presentation of executive reports, indicators and critical analyses;
• Participate in meetings with the Board and forums, contributing technical recommendations and risk assessments;
• Perform regulatory compliance testing and prepare the annual Compliance Report;
• Draft and review internal Compliance policies and regulations, and assess new products from a regulatory compliance perspective;
• Produce technical notes, legal opinions and detailed analyses on relevant AML/CFT (PLD/FT) regulatory topics;
• Prepare materials and deliver internal training to reinforce the compliance culture;
• Conduct due diligence on partners and suppliers (KYP, KYS) with a focus on financial regulatory risk;
• Collaborate with technology, product, legal and operations teams to ensure preventive controls and regulatory adherence;
• Monitor trends, typologies, emerging risks and best practices in the financial market.

Requirements

• Law degree;
• Solid experience and knowledge of financial/banking system legislation and regulation;
• Courses or postgraduate studies in Compliance, AML/CFT (PLD/FT), Risk Management and Governance, Criminal Law and/or Administrative Law;
• Advanced English (written and spoken) and Spanish desirable.

Benefits

• Choose the benefit that suits you and your dependents via a digital platform offering multiple categories such as Gym, Meal Allowance (VR), Food Voucher (VA), Pharmacy Assistance, Health Insurance, Dental Insurance and Life Insurance;
• Company mobile phone provided — a brand-new smartphone for you;
• Unlimited voice and data plan with the best mobile network, including 5G from Vivo;
• Exclusive Vivo offer with special discounts on landline, broadband, TV and apps;
• Eligible to receive an annual bonus or profit-sharing (PPR);
• Plan your future with a private pension plan;
• If you have children, you may receive a subsidy to help cover school, daycare or nanny expenses;
• Work in an environment that respects your personality, dress style and individuality — be authentic. #ComeAsYouAre
• Work remotely up to two days per week. #Mobility
• Flexible working hours;
• Enjoy a day off (day off) to celebrate your birthday;
• Participate in one of the largest corporate volunteering programs to help you make an impact;
• Take advantage of our Educational Development Program offering partnerships with educational institutions at discounted rates, certifications and online courses;
• Advance your career through our Internal Recruitment Program, in Brazil or abroad — we operate in over 17 countries! #VivoMyCareer
• Access a range of initiatives to improve your physical, emotional and social health through our #VivoWellbeing program, including consultations with nutritionists, psychologists, social workers, telemedicine and more;
• All our vacancies are open to people with disabilities and/or rehabilitated individuals. We have a culture that values diversity, differences and people's potential! #VivoDiversity #ComeToVivo