Produces daily, monthly, quarterly and annual investment risk reports for Sr. Management.
Utilizes multiple complex data sources; complies and mines sources to achieve data needs for analyses.
Lead or partner with the relevant business groups to identify, assess, manage and mitigate current and emerging investment risk with broad impact.
Provide input into complex investment processes and governance.
Propose investment risk limits and resolution as needed.
Make decisions to resolve complex issues requiring strong understanding of the function, policies, procedures and compliance requirements.
Strategically collaborate and consult with peers, colleagues and mid-level to senior managers to resolve issues and achieve goals.
Potentially lead projects, teams or serve as a peer mentor.

5+ years of investment portfolio control experience
5+ years of Investment acumen and Investment risk experience
FINRA registration including Series 7 (or FINRA recognized equivalents)
FINRA registration including Series 66 (or FINRA recognized equivalents)
FINRA registration including Series 24 (or FINRA recognized equivalents)
Demonstrated leadership on cross-functional business initiatives
Broad experience working with other departments including Product Management, compliance, operations, business control, EIT, supervision, etc.
Ability to prioritize work, meet deadlines, achieve goals and work under pressure in a dynamic environment
Excellent verbal, written, and interpersonal communication skills
Strong analytical skills with high attention to detail and accuracy
Experience implementing policies and procedures, oversight of controls, and conducting Qualified Supervisor tasks.
Experience leading projects with third party vendors such as Blackrock Aladdin or FactSet
BS/BA degree or higher in accounting or finance, computer science, engineering or other scientific background
Project Management Certificate
Intermediate Microsoft Excel skills

Lead Investment Portfolio Control Consultant

Key skills