Lead UK compliance and develop strategies to ensure compliance with all applicable laws, regulations, and internal policies.
Maintain and manage relationships with UK regulatory bodies, primarily the FCA, ensuring timely and effective communication.
Oversee the implementation and maintenance of compliance programs, including AML, KYC, GDPR, and financial crime prevention.
Conduct regular risk assessments and ensure appropriate controls are in place to mitigate compliance risks.
Advise senior management and the board on compliance-related matters and emerging regulatory trends.
Develop and deliver compliance training programs to ensure all employees understand their obligations.
Monitor regulatory changes and advise on necessary adjustments to company policies and procedures.
Prepare and submit regulatory reports, ensuring accuracy and adherence to deadlines.
Collaborate with cross-functional teams, including Legal, Risk, and Operations, to support business objectives while ensuring compliance.
Lead internal and external compliance audits and address any findings in a timely manner.

Bachelor’s degree in Law, Finance, Business, or related field; relevant certifications (e.g., ICA, ACAMS) are highly desirable.
Experience as a FCA approved individual.
Extensive knowledge of UK financial regulations, including FCA guidelines, AML laws, and data protection regulations.
Proven experience managing relationships with regulatory bodies.
Excellent communication and interpersonal skills, capable of influencing stakeholders at all levels.
High level of integrity, attention to detail, and the ability to make sound judgments under pressure.
Right to work in the jurisdiction that they are looking to work in.

Head of Compliance

Key skills