About this role
Role Overview
- Responsible for assisting the AML Compliance Manager in implementing and carrying out general companywide operational policies and procedures
- Adherence to AML regulations
- Ensure that all SAR reporting requirements are tracked for Moneycorp US
- Maintaining proficient knowledge of the current AML compliance climate, including BSA, USA Patriot Act, and OFAC regulations
- Client and regulator liaison
- Assist in providing documents and system walkthroughs with independent state and federal auditors
- Assist internal business units with risk assessments of activities typically related to money laundering
- Keep up to date with the market place
- Attend seminars and training as appropriate
- Assist in implementing agreed action plans arising from regulatory reports
- Monitoring
- Assist AML Compliance Manager and CCO in completion of a monitoring programme
- Tracking and monitoring high risk customers and accounts, and performing relevant record-keeping activities
- Investigating and drafting reports of suspicious and possible fraudulent activity
- Training
- Prepare and deliver training materials and policies on fraud prevention
- Ensure that employees are aware of these policies and follow them
- Maintain and update records
- Ensure that all documentation is kept up to date
- Ensure compliance procedures and operations manuals are maintained and updated as required
Requirements
- Experience working within Risk and Compliance, handling high risk investigations ideally within financial services
- Strong demonstrable knowledge of AML rules and guidance
- Transaction monitoring
- SAR reporting
- Sanctions screening
- Relevant degree
- desirable
Benefits
- Discretionary bonus
- Comprehensive benefits package