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Compliance Associate, Appointed Representatives at Alpaca | JobVerse
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Compliance Associate, Appointed Representatives
Alpaca
Remote
Website
LinkedIn
Compliance Associate, Appointed Representatives
United Kingdom
Full Time
5 hours ago
No Sponsorship
Apply Now
About this role
Role Overview
Responsibility for overseeing and approving the onboarding of ARs
Responsibility for overseeing the ongoing monitoring AR’s (including final sign off for their Financial Promotions)
Review and approval of financial promotions for s21 clients, including high risk products
Assisting with FCA filings
Requirements
Strong knowledge of FCA Handbook and Rules
Knowledge of Anti-Money Laundering regulations and operations
Experience in either producing/executing or overseeing a Compliance Monitoring Plan (CMP)
Compliance oversight experience
Strong attention to detail
Comfortable working in a digital environment
Comfortable working in a remotely based company
The ability to adapt quickly to changing situations
Ability to manage workloads well, without supervision
As well as an ability to work unsupervised, the ideal candidate should also work well in a diverse and collaborative team environment.
Benefits
Competitive Salary & Stock Options
Health Benefits
New Hire Home-Office Setup: One-time USD $500
Monthly Stipend: USD $150 per month via a Brex Card
Apply Now
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