Senior Auditor – Financial Crimes

Role Overview

• Assisting the audit team management in planning audit engagements.
• Performing or supervising staff auditors in the testing of controls based on audit program directions.
• Drafting audit issues under the supervision of the audit team management.
• Assisting the audit team management in the reporting and wrap-up phases of audits.
• Learning from and applying coaching received.
• Performing other duties as requested by management.

Requirements

• Bachelor’s degree, or equivalent work experience
• Typically more than five years of applicable experience
• Thorough knowledge of applicable laws, regulations, financial services, and regulatory trends that impact financial crimes compliance
• Thorough understanding of the business line's operations, products/services, systems, and associated risks/controls
• Strong Financial Service Industry knowledge related to financial crimes compliance
• Thorough understanding of The Institute of Internal Auditors Global Internal Audit Standards and the common definition of internal controls
• Ability to apply Risk/Compliance/ Audit competencies independently
• Strong process facilitation and project management skills
• Advanced verbal and written communication skills
• Advanced critical thinking and analytical skills
• Ability to build strong professional relationships with peers, mid-level management and external stakeholders (primarily external audit)
• Applicable professional certifications preferred (CAMS, CFE, CIA)

Benefits

• Healthcare (medical, dental, vision)
• Basic term and optional term life insurance
• Short-term and long-term disability
• Pregnancy disability and parental leave
• 401(k) and employer-funded retirement plan
• Paid vacation (from two to five weeks depending on salary grade and tenure)
• Up to 11 paid holiday opportunities
• Adoption assistance
• Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law