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Manager, Alternative Investment Operations at LPL Financial | JobVerse
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Manager, Alternative Investment Operations
LPL Financial
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Manager, Alternative Investment Operations
North Carolina, United States of America
Full Time
2 hours ago
$79,619 - $132,664 USD
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Key skills
Communication
About this role
Role Overview
Manage daily operations for Alternative Investment products
Provide ongoing support, coaching, feedback, and developmental opportunities to address staff needs
Conduct regular meetings with on-site and cross-site teams
Driving a performance management culture
Conduct vendor, regulatory, and risk oversight for all processes
Review and approval management reports and checklist
Support and contribute toward the successful execution of projects and initiatives
Leverage technology to automate manual work and simplify processes
Develop risk-based mitigation approaches
Understand and Interpret rule modifications in an ever-changing regulatory environment
Deliver the best personal and relevant client experience possible through operational and service excellence delivery
Requirements
5+ years of industry experience (preferably financial services) in Operations
Series 99 required
Ability to work independently in a fast-paced environment with multiple priorities
Ability to work with and communicate effectively to various levels throughout the organization
Ability to learn multiple aspects of the Financial Services Industry
Excellent verbal and written communication skills
Personable and reliable self-starter who requires minimal management oversight for day-to-day work responsibilities
Strong attention to detail with a pro-active approach to solving and preventing problems
Benefits
401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off
Apply Now
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