Sales Supervisor – Central Supervision

Role Overview

• Provide Registered Principal supervision of IRA rollover activity and other business lines as needed
• Evaluate requests to change trading activity and determine the existence of a trading error
• Communicate effectively to business partners for further action

Requirements

• A bachelor’s degree and 2 years relevant work experience or 3 years relevant work experience
• Active Series 7 required
• Additional active licenses or the ability to obtain the following: Series 24 and 63/65 or 66
• or the ability to obtain within 120 days of start date

Benefits

• Health insurance
• 401(k)
• Paid time off
• Flexible working arrangements