401k Compliance Regulatory Advisor
Covington, Texas, United States of America
Full Time
2 weeks ago
No Visa Sponsorship
About this role
Role Overview
- Partner closely with internal and external stakeholders to navigate complex regulatory, testing, and plan design matters
- Support internal teams and clients through regulatory issues and escalations
- Maintain a limited testing caseload
- Support production activities (including nondiscrimination and three year cycle testing)
- Partner with system and strategy teams to assess the impact of regulatory changes on testing processes
Requirements
- Bachelor’s Degree Required
- 5+ years of Defined Contribution client service experience
- ASPPA credentials preferred (QKA, QPA)
- Deep expertise in Defined Contribution nondiscrimination testing and plan design
- Ability to review and interpret test results and quickly assess plan design implications
- Strong working knowledge of EPCRS and application of correction methodologies
- Capability to explain complex regulatory topics clearly
- Proven ability to collaborate with Plan Sponsors, legal counsel, advisors, and internal business partners
- Educate clients on complex testing results
Benefits
- Flexible work environment
- Paid time off
- Professional development opportunities