Regulatory Reporting AVP – Capital & Regulatory Reporting

Role Overview

• Support the end-to-end production and review of capital and regulatory reports, including Basel III capital schedules, ensuring timely and accurate reports.
• Ensure timely and accurate submission of reports in accordance with regulatory deadlines and internal control standards.
• Perform detailed variance analysis, reconciliations, and reasonableness checks on capital ratios, risk-weighted assets (RWA), and key regulatory balances.
• Maintain alignment between regulatory capital reporting, financial reporting, and risk management data sources.
• Monitor regulatory developments and proposals impacting capital and regulatory reporting; assist in translating requirements into reporting, data, and process changes.
• Participate in user acceptance testing (UAT) and validation of system or data changes affecting regulatory and capital reporting outputs.
• Support enhancements to regulatory reporting systems and tools (e.g., Axiom platforms), including data sourcing, calculation logic, and reporting workflows.
• Contribute to process improvement and automation initiatives aimed at improving efficiency, transparency, and sustainability of capital and regulatory reporting processes.
• Support the design, execution, and enhancement of controls over capital and regulatory reporting, including reconciliations, variance thresholds, and documentation standards.
• Partner with Technology, Data Governance, and Chief Data Office teams to support data quality, lineage, and control initiatives related to capital and regulatory reporting.
• Assist in the identification, escalation, and remediation of issues, including audit findings, self-identified issues, and reporting errors, ensuring timely resolution and appropriate root cause analysis.
• Maintain procedures, process documentation, and control narratives to support audit readiness, regulatory examinations, and internal governance expectations.
• Support internal and external audits and regulatory examinations by preparing analyses, documentation, and responses to inquiries related to capital and regulatory reporting.

Requirements

• Approximately 4–6 years of experience in regulatory reporting, capital reporting, finance, or risk functions within a banking or financial services environment.
• Foundational understanding of U.S. regulatory capital frameworks and reporting requirements (e.g., Basel III, FR Y-9C capital schedules).
• Strong analytical skills with large data sets and experience performing reconciliations, variance analysis, and data investigations.
• Familiarity with regulatory reporting and data tools such as Axiom SL, Excel, and related reporting or data analysis technologies (e.g. Tableau, Power BI).
• Detail-oriented, highly organized, and able to manage multiple priorities in a deadline-driven environment.
• Strong written and verbal communication skills, with the ability to collaborate effectively across functions and escalate issues appropriately.
• Bachelor’s degree in Accounting, Finance, Economics, or a related field; advanced degree, CPA, or CFA preferred.

Tech Stack

• Tableau

Benefits

• Comprehensive health and wellness benefits
• Retirement plans
• Educational assistance and training programs
• Income replacement for qualified employees with disabilities
• Paid maternity and parental bonding leave
• Paid vacation, sick days, and holidays