Guideline Management Analyst
Boston, Massachusetts, United States of America
Full Time
2 hours ago
$110,000 - $125,000 USD
No Visa Sponsorship
Key skills
SQL
About this role
Role Overview
- Build a detailed knowledge of Charles River (CRD), understanding the various risk limits and the coding capabilities
- Ensure all new mandates/amendments are coded into systems within the agreed timeframes with a high level of accuracy
- Work closely with the Fund Managers and Client Directors to ensure that coding has been accurately interpreted and signed off within the appropriate timeframe
- Ensure client guideline queries from across the business are answered in a timely and accurate manner
- Complete post trade monitoring of incidents generated by the compliance systems, ensuring incidents are proactively escalated and recorded in the relevant systems
- Complete monthly and quarterly compliance attestations within the required deadlines
- Support the fund managers with ad-hoc queries related to pre-trade warnings generated by the compliance systems
- Continuously engage with IT to evolve systems and assisting in Guideline related projects.
- Assist the Guideline Monitoring Manager in the build out of the offshore Team in Pune
- Work closely with Fund Management and the Client Services team in the review of guidelines – ensuring that amendments can be coded into the compliance systems and standardizing the format of guidelines across the U.S. business
- Liaise with various internal parties (Fund Managers, Legal, Compliance, Risk, Client Directors, Traders) on Guideline Management team projects – ensuring deadlines are met
- Proactively devise ways to reduce operational risk to the business and to increase the efficiency of processes
Requirements
- Minimum of a BA or BS in finance, mathematics, economics or equivalent
- Prior experience of working in a guideline-related function
- Working within CRD, however experience with an alternative Order Management System may also be considered
- Experience of working on Guideline related projects with a proven ability to enhance existing processes
- Proficient in using Microsoft Excel, Word, and PowerPoint
- SQL experience is beneficial
- Strong understanding of fixed income/municipal securities
Tech Stack
- SQL