Senior Technology Compliance Auditor

Role Overview

• Lead multiple audit engagements in parallel, managing timelines, scope, risks, and stakeholder expectations
• Act as the primary point of contact for assigned audits, ensuring timely and high-quality delivery of all phases (planning, fieldwork, reporting)
• Coordinate audit projects with team members, providing direction, clarifying expectations, and ensuring consistent execution
• Proactively identify and resolve delivery risks, escalating issues as appropriate
• Perform and oversee testing of ITGCs (access, change management, operations), ITACs, and key reports supporting financial processes
• Review workpapers for completeness, accuracy, and audit defensibility, ensuring alignment with Internal Audit standards
• Drive consistency in testing approaches, documentation, and evidence standards across engagements
• Apply professional judgment to assess control design and operating effectiveness and identify meaningful issues
• Support internal controls testing to meet US SOX and UK Corporate Governance Code (Provision 29) requirements
• Coordinate with external auditors, supporting walkthroughs, evidence requests, and issue resolution
• Contribute to continuous improvement of the IT SOX and broader compliance program
• Promote standardization and scalability of controls and testing across regions
• Demonstrate strong executive presence when communicating with IT management and key stakeholders
• Clearly articulate risks, control gaps, and impacts in a concise and business-relevant manner
• Lead discussions to develop practical, sustainable remediation plans, holding stakeholders accountable to timelines
• Build and maintain effective working relationships across IT, Finance, and business teams

Requirements

• 3–5 years of combined technology, risk, and compliance experience
• Proven ability to manage multiple projects or audits simultaneously and meet deadlines
• Experience reviewing work performed by others (e.g., peer review or contractor oversight)
• Hands-on experience with ITGCs; exposure to ITACs, interfaces, and end-to-end financial processes preferred
• Experience supporting SOX compliance programs; familiarity with UK Provision 29 preferred
• Experience working with external auditors (e.g., Big 4) strongly preferred
• Demonstrated ability to work independently and collaboratively
• Ability to work effectively as a team leader and team member
• Fluency in English

Benefits

• Health insurance
• 401(k) matching
• Flexible work hours
• Paid time off
• Remote work options