Key skills
Risk Management
About this role
Role Overview
- Identify and manage complex transactional and employee conflicts of interest
- Maintain the integrity of the bank's information barriers
- Provide data-led oversight on Market Abuse and Conflicts risk management
- Provide subject matter expertise to bank-wide control teams
- Identify themes, emerging risks, and control gaps
Requirements
- Strong compliance advisory background
- Technical knowledge of market abuse regulation from Control Room or compliance background
- Experience of oversight of business risk within a second line of defence role
- Knowledge of regulatory oversight and enforcement frameworks
- Strong knowledge and experience in defining policies, controls and risk management frameworks
- Interest in process improvement, data-led oversight, and technology-enabled compliance solutions
Benefits
- Health insurance
- Retirement plans
- Paid time off
- Flexible work arrangements
- Professional development