Assist with the assessment of all regulatory risks and controls related to deposit and lending products
Participate in discussions with senior management regarding risk assessments and regulatory change management
Develop and maintain policies and standards for regulatory compliance
Socialize compliance principles and assist with developing procedures
Collaborate with Testing and Monitoring Teams to assess compliance with legal requirements
Ensure material compliance issues are tracked and reported
Coordinate with Regulatory Change Management to implement new regulations
Communicate compliance analysis and reporting to oversight committees

6+ years of banking or financial services experience, primarily in compliance, risk management and/or audit functions
3+ years of direct experience in deposits and lending compliance with a focus on consumer regulations
Proficient in consumer compliance and related consumer protection regulations (i.e., DD, TISA, ECOA, UDAAP, TILA, FCRA, MLA/SCRA, TCPA, GLBA, EFTA, ESIGN)
Understanding of how to apply AI to complex, high-stakes work
Experience working in a fast-paced dynamic environment
Ability to independently manage complex assignments
Experience partnering with stakeholders and influencing decisions
Strong analytical, organizational, and problem-solving skills
Demonstrated ability to identify opportunities for process improvement
Professional certification(s) such as Certified Regulatory Compliance Manager (CRCM) is a nice to have

Senior Compliance Advisory Manager – Lending & Deposits

Key skills