Investigate, gather, and prepare policy information requested by NY DFS auditors.
Research and locate policy records from active, dormant, legacy, and physical files.
Compile, review, and package audit response materials for submission within required timeframes.
Validate the accuracy and completeness of policy information and supporting documentation.
Coordinate with internal departments to obtain required records and supporting materials.
Maintain detailed records of audit requests, responses, and supporting documentation.
Monitor audit deadlines and ensure timely completion of all assigned requests.
Perform additional post-issue and policy administration activities as needed.

Experience participating in at least one New York State Department of Financial Services (NY DFS) quinquennial audit.
10+ years of life insurance industry experience in one or more of the following areas: Claims, Policyholder Services, New Business Operations, Policy Administration
Experience researching and retrieving information from legacy and archived policy records.
Strong knowledge of life insurance products and policy administration processes.
Experience using life insurance administration systems such as: VPAS, Life70, CyberLife, ID3, AWD
Exceptional organizational skills and attention to detail.
Ability to manage multiple priorities and meet strict regulatory deadlines.
Strong written and verbal communication skills.

Life Insurance Audit Expert

Key skills