Support implementation of the Compliance Monitoring Plan (CMP)
Coordinate reviews and approvals from relevant governance forums including the Risk and Compliance Committee
Track remediation activities
Conduct compliance reviews and surveillance
Support Timeline’s governance framework
Support Timeline’s policy framework
Monitor financial crime controls
Prepare compliance-focused board and committee papers, including project updates
Schedule and coordinate third-party thematic reviews

6+ years’ experience in a compliance role within an FCA-regulated investment firm
Demonstrable experience designing or operating a Compliance Monitoring Plan, including risk-based prioritisation and remediation tracking
Proven experience of governance framework design or enhancement, including drafting Terms of Reference and embedding committee governance standards
Experience reviewing and maintaining a regulatory policy suite within an FCA-regulated firm
Strong working knowledge of FCA rules including COBS, SYSC, PRIN, and Consumer Duty (PRIN 2A)
Familiarity with MiFID II, SM&CR, CASS, and financial crime frameworks (AML/KYB/DDQ)
Experience engaging with the FCA, including supporting supervisory review processes
Excellent written communication skills, with the ability to prepare board-level documentation
Proven ability to work independently and at pace within a structured programme environment
Experience in an MPS provider and/or investment platform business
Familiarity with platform governance and third-party oversight frameworks
Experience using compliance software / tools
Professional qualifications (e.g., ICA, CISI) desirable but not essential

Compliance Manager – 6 month contract

Key skills