Lead the preparation, review, and submission of regulatory filings.
Oversee investigations into potential violations of internal rules.
Partner with senior leaders to develop compliance strategies.
Manage regulatory reporting obligations.
Collaborate with cross-functional teams to implement solutions.
Build and maintain relationships with regulators and stakeholders.
Provide leadership across the Regulatory Compliance function.
Support the development of future products by evaluating regulatory considerations.

A Bachelor’s Degree in Finance, Economics, Business, Law, or a related field.
At least 10 years of progressive experience in regulatory compliance, market regulation, or regulatory oversight.
Deep knowledge of derivatives or financial market regulations.
Strong understanding of the full trade lifecycle.
Experience leading complex regulatory investigations.
Familiarity with market surveillance platforms, case management systems, and compliance monitoring tools.
Exceptional analytical, organizational, and problem-solving skills.
Strong communication and relationship-building skills.

Regulatory Compliance Director, Predictions

Key skills