Assist the Compliance Advisory Manager or other leader as appropriate in ensuring an effective compliance management system.
Ensure adequate policies and written 1st and 2nd line of defense procedures are in place for compliance with all related regulations for areas assigned.
Consult with business and operations units on compliance matters as well as compliance risk assessments.
Provide compliance guidance in product or operational change initiatives.
Review and approve advertising marketing material.
Review and monitor findings while consulting with line of business on corrective action.
Track issues and corrective action in AuditBoard.
Conduct deep-dive compliance reviews and prepare management reports on findings.
Evaluate regulatory changes for business impacts.
Provide leadership, coaching, and/or mentoring to more junior staff.
Assist internal audits and examinations and corrective action as applicable.
Prepare reports for management and Enterprise Risk Committees on compliance performance, emerging compliance risks and corrective action measures.
Participate in Compliance, Risk and other management committees as needed.

Minimum of 5 years financial institution compliance experience required.
Extensive compliance subject matter expertise.
Collaboration, influencing, and relationship management skills.
Strong business acumen, problem solving, decision making and analytical skills.
Excellent written and verbal communication skills.
Proficient using Microsoft Office products and other banking software.
High school diploma or GED required.
Bachelor’s degree or equivalent of education and related training or experience required.
Certified Regulatory Compliance Manager (CRCM) designation is preferred.

Loan Compliance Officer

Key skills