Process orders and transactions originating from trading desks and branch offices in coordination with the Operations
Transaction Services team
Assist in the clearance, settlement and investigation of client securities and derivatives transactions
Utilize basic industry and business knowledge to conduct analyses of hedge funds and other counterparty activities
Contribute to the creation of customized reporting used to present information to management
Support implementation of securities processing improvements
Assist with identifying policy gaps and formulating policies that streamline related work processes
Review and analyze hedge fund activities, procedures to reconcile cash/holdings and securities pricing
Develop and use knowledge of securities, processing practices and standards
Provide informal guidance or on the job training to lower level/new securities processing team members when required
Appropriately assess risk when business decisions are made

2-5 years of relevant experience
Recommended licensing/registration: Series 7, Series 9, Series 10, Series 63
Consistently demonstrates clear and concise written and verbal communication skills
Bachelor’s Degree/University degree or equivalent experience

medical, dental & vision coverage
401(k)
life, accident, and disability insurance
wellness programs
paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays

Global Middle Office Securities and Derivatives Associate Analyst

Key skills