Evaluate design and performance of controls to prevent, detect, and mitigate financial crime risks
Conduct independent testing of fraud prevention, AML/ATF, sanctions, customer due diligence, and transaction monitoring processes
Validate adherence to policies and procedures and identify gaps or control weaknesses
Document findings with clear risk articulation
Collaborate with business partners and compliance teams for effective remediation plans
Lead or participate in defining communication plans to influence behavior
Support change management activities and manage end-to-end test execution

Typically between 5
7 years of relevant experience
Post-secondary degree in related field of study or equivalent combination of education and experience
General understanding of the business unit’s risk and regulatory requirements
Good understanding of control frameworks and audit methodologies
Advanced knowledge of process and/or project management
Deep knowledge and technical proficiency gained through extensive education and business experience

Control Tester, T&O Risk FCU Operations

Key skills