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Senior Paralegal, Ethics at FINRA | JobVerse
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Senior Paralegal, Ethics
FINRA
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Senior Paralegal, Ethics
United States
Full Time
5 days ago
$39 - $72 USD
Apply Now
Key skills
Communication
About this role
Role Overview
Provides paralegal support to Ethics Office attorneys and senior management
Drafts correspondence, summaries of advisory consultations, and responds to non-complex policy inquiries
Prepares analysis of points of law (e.g., FINRA's Revolving Door Rules and OGE regulations)
Provides editorial reviews for policy and training materials
Prepares metrics for the review, approval, and use by attorneys
Proofreads, edits, formats and finalizes legal documents through to execution
Tracks performance and drafts summary outcomes of programs monitored by Ethics attorneys
Assists with Advisory and investigations case management and EthicsPoint administration activities
Assists in drafting and maintaining written procedures
Requirements
Bachelor’s degree; and paralegal certificate, or the equivalent, preferred
Three
four years of legal office experience as a paralegal
Experience working in a legal compliance or ethics program
Excellent writing and editing skills required
Excellent planning, organization, and communication skills required
Proficiency in MS Office Suite products (including Word, Outlook, Excel, and PowerPoint) and electronic legal libraries required
Benefits
Comprehensive health, dental and vision insurance
Basic life and accidental death insurance
Supplemental life, spouse/domestic partner and dependent life insurance
Short
and long-term disability insurance
401(k) plan with company match
Additional FINRA-funded retirement contribution
Tuition reimbursement
Commuter benefits
Adoption assistance
Backup family care
Surrogacy benefits
Employee assistance programs and wellness programs
15 days of paid time off
5 personal days
9 sick days
2 volunteer service days
Military leave
Jury duty leave
Bereavement leave
Childbirth and parental leave
Apply Now
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