Provide daily administrative support to designated registered representatives and existing and potential clients
Process and follow-up operations duties linked to new/existing accounts, risk management, marketing support, order entry etc.
Perform account maintenance including opening new accounts, money transfer requests, executing orders, address changes, etc.
Ensure that all assigned trading transactions are executed in a timely and accurate manner
Maintain close contact with clients to ensure they are informed about industry changes and deepen relationships
Educate and coach business partners on current market conditions, products, compliance and operational duties
Support multiple registered securities representatives or representatives with very large books of business
Work closely with Banking Center or Private Bank partners to identify new client opportunities and deepen existing client relationships

High school diploma or equivalent
Bachelor's degree in Finance, Economics, or Business Management preferred
Securities Industry Essentials (SIE), Series 7, 66 (or 65 and 63), appropriate state resident insurance licenses
Five (5) years of brokerage or related financial services experience
Excellent understanding of the financial industry, compliance regulations, daily operational duties and investment brokerage/banking products
Prior Brokerage experience preferred
Excellent communication and organizational skills
Ability to work independently with limited supervision
Intermediate computer skills with demonstrated knowledge of Microsoft Word, Excel, and Power Point

Extensive benefits programs designed to support individual needs of employees and their families
Physical, financial, emotional and social well-being support
Incentive compensation plan based on company, line of business and/or individual performance

Licensed Investment Support Specialist II

Key skills