Compliance Monitoring and Testing Manager

Role Overview

• Perform independent second-line testing and ongoing monitoring activities to assess compliance controls
• Plan, scope, execute, and document risk-based compliance testing reviews
• Assess design and operating effectiveness of compliance controls across AML, BSA, Sanctions, and enterprise programs
• Identify findings, support root cause analysis, and assist with risk ratings
• Draft testing documentation, reports, and remediation recommendations
• Partner with program owners to track remediation actions and validate closure of control gaps
• Support enhancements to compliance testing processes, methodologies, and reporting

Requirements

• 7+ years of relevant experience in a compliance role involving testing, governance, internal audit, or a related discipline
• Experience planning, executing, and reporting on compliance testing reviews across AML, BSA, Sanctions, and enterprise compliance programs
• Familiarity with second-line test planning, control design assessments, and compliance reporting requirements
• Strong communication, planning, presentation, and project management skills
• Excellent ability to investigate, analyze, and interpret data
• Familiarity with generative AI tools (e.g., ChatGPT, Gemini)
• B.A./B.S. degree; quantitative or technical degree preferred. CAMS, CFCS or CFE certification.

Benefits

• Health insurance
• 401(k) matching
• Flexible work hours
• Paid time off