Sales Supervision Manager – Specialized Trends and Reports

Role Overview

• Conduct sales practice reviews surrounding products such as general securities, options, annuities, insurance, and managed accounts.
• Supervise specialized reports and referrals designed to identify potential policy violations and unique trading patterns.
• Communicate with advisors and field leaders regarding results of supervisory activity.
• Deliver one-on-one training and education to advisors.
• Build relationships with business partners to coordinate supervision of new or one-off supervision requests.
• Support the team’s efforts to innovate and improve the effectiveness and efficiency of processes.

Requirements

• Bachelor's degree or equivalent
• 5 years minimum relevant work experience
• Demonstrated problem solving and analytical skills
• Ability to effectively analyze complex issues
• Strong written and verbal communication skills
• Active Series 7 required
• Additional active licenses or ability to obtain Series 24 and 63/65 or 66

Benefits

• vacation time
• sick time
• 401(k)
• health, dental and life insurances