Compliance Risk Assessment Officer

Role Overview

• Lead the annual Compliance Risk Assessment across Capital Markets and support teams, following the bank’s internal methodology
• Identify and document compliance risks, assess the strength of existing controls, and highlight areas for improvement
• Support regulatory gap analyses and track remediation efforts to ensure alignment with applicable laws, regulations, and internal policies
• Collaborate with Compliance, Legal, Audit, and business stakeholders to gather information and validate findings
• Prepare concise reports, summaries, and presentations for senior management
• Support and track ongoing risk and compliance projects, ensuring timely delivery of objectives

Requirements

• Minimum 8 years of experience in Compliance, Risk Management, Audit, or Business Management within investment banking or capital markets
• Strong experience identifying and documenting compliance risks and evaluating control frameworks
• Solid understanding of capital markets products and corporate financing activities
• Experience managing or supporting structured projects with defined timelines and deliverables
• Strong analytical and problem-solving skills, with meticulous attention to detail
• Ability to work independently while collaborating effectively with cross-functional teams
• Excellent communication skills, including experience presenting to senior stakeholders

Benefits

• 401(k) retirement plan with company matching
• 15 days of paid vacation per year at hire and up to 27 according to seniority (annual untaken vacation days are cashed out)
• 8 paid holidays + 5 sick days + 2 personal days per year
• Company health, dental, and vision insurance plans + FSA
• Voluntary STD and LTD
• Commuter/transit benefits