Internal Auditor

Role Overview

• Execute assigned audit engagements from planning through to reporting under the guidance of the Senior Internal Auditor
• Conduct walkthroughs, document processes, and evaluate the design and operating effectiveness of internal controls
• Perform testing of technology-enabled processes, including:
• Platform controls and application security
• Change management and release processes
• Access management and identity controls
• Data integrity and reconciliation processes
• Third-party SaaS and cloud environment controls
• Leverage direct system data extraction and automated testing techniques rather than relying solely on manual samples
• Prepare clear, well-organised working papers that support audit conclusions and comply with internal methodology and IIA Standards
• Identify control weaknesses, document findings, and develop practical recommendations for improvement
• Apply a proportionate, risk-based approach to testing—focusing effort where it matters most rather than maximising coverage
• Test compliance with applicable regulatory requirements across group entities, including:
• EU: MiFID II, AIFMD, UCITS, GDPR, DORA, AML Directives (as applicable)
• UK: FCA rules, including SMCR, Consumer Duty, and AML requirements
• Hong Kong: SFC Code of Conduct, AML/CFT requirements
• Dubai (DIFC): DFSA Rulebook, conduct of business, and AML rules
• Support integrated assurance work on operational resilience and DORA, helping to map critical services, key dependencies, and controls
• Stay informed of regulatory developments relevant to the group's operations
• Coordinate with local compliance teams to gather information and clarify regulatory expectations
• Draft audit findings and contribute to the preparation of audit reports
• Discuss findings with process owners and agree on management action plans
• Track the status of open audit findings and validate remediation actions
• Maintain accurate records in the audit management system
• Support the Senior Internal Auditor in risk-based audit planning and scoping
• Assist with preparation of Audit Committee materials and status reports
• Participate in meetings with external auditors and support regulatory examinations as required
• Contribute to continuous improvement initiatives within the internal audit function, including the development of data analytics and continuous auditing capabilities
• Actively pursue professional development and work towards relevant certifications

Requirements

• Bachelor's degree in Accounting, Finance, Business Administration, Information Systems, or related field
• Professional certification in progress or completed: CIA, ACA, ACCA, CPA, or equivalent
• Commitment to obtaining additional relevant certifications (e.g., CISA, CRMA) is valued
• 2–4 years of experience in internal audit, external audit, or risk/compliance roles
• Experience auditing financial services, fintech, or other regulated entities preferred
• Exposure to at least one of the following regulatory environments is advantageous: EU, UK, Hong Kong, or Middle East (DIFC/DFSA)
• Familiarity with audit management software and Microsoft Office suite (particularly Excel)

Tech Stack

• Cloud

Benefits

• Competitive salary and benefits package
• Clear career progression pathway within the internal audit function
• International travel and exposure to multiple regulatory jurisdictions
• Mentorship from an experienced Senior Internal Auditor
• Direct visibility to senior management and the Audit Committee
• Support for professional certifications and continuing education
• Flexible/hybrid working arrangements