Execute testing and continuous monitoring to evaluate Key’s UDAAP compliance with regulatory requirements.
Deliver testing results within established timeframes and identify opportunities, establish action plans, and drive solutions to continuously improve compliance program, and increase efficiency
Utilize data analysis tools and techniques to analyze, quantify, and/or assess UDAAP risks and to evaluate controls to identify potential weaknesses and/or control gaps.
Monitor and recommend improvements to business processes, which are necessary to meet regulatory changes and further mitigate UDAAP compliance risk exposure to Key.
Assist with supporting the LOB on UDAAP -related regulatory exam and internal audit activities
Clearly document and communicate the results or conclusions from any UDAAP testing and monitoring performed
Requirements
Bachelor's Degree , or an advanced degree (preferred)
Minimum 3 years of UDAAP Compliance experience with strong knowledge of applicable regulations, and a strong focus on risks and controls.
CRCM certification (preferred)
Knowledge of internal controls, risk assessments, and compliance testing and monitoring processes (including analytics), and applicable techniques for implementation of regulatory compliance requirements and compliance processes.
Demonstrated skill in effectively communicating (verbal and written) results to a diverse audience;
Ability to work closely with a diverse/cross-functional group and ability to work well in a team environment
Benefits
Incentive compensation which may include production, commission, and/or discretionary incentives