Lead and manage onboarding activities for new broker clients, ensuring all CDD requirements are met.
Conduct thorough reviews of client documentation in accordance with Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations.
Collaborate with internal compliance and legal teams to resolve any discrepancies or issues during onboarding.
Maintain accurate records and ensure timely updates to client profiles.
Identify process improvements and contribute to the development of onboarding best practices.
Provide guidance and support to internal stakeholders regarding AML/KYC requirements.

Proven experience in AML, KYC, and CDD processes, preferably within a financial services or brokerage environment.
Strong understanding of regulatory compliance and risk management.
Excellent organizational and communication skills.
Ability to manage multiple priorities in a fast-paced setting.
Proficiency in onboarding systems and tools is a plus.
Certification in AML/KYC compliance (e.g., CAMS) is highly desirable.
Experience working with broker-dealer clients or similar financial institutions.

Onboarding Specialist, KYC Specialist

Key skills