About this role
Role Overview
- Execution of Testing Cycles: Conduct methodical testing of AML/CFT, Sanctions, and Consumer Compliance and regulatory controls across all LemFi jurisdictions (US, UK, Canada, and Europe).
- Transaction Sampling: Perform forensic-level reviews of automated outcomes, customer files, transaction alerts, and SAR filings to ensure adherence to internal policies and regulatory requirements.
- Issue Identification: Identify control deficiencies and "broken" processes, documenting clear and concise findings for the Compliance Testing Manager.
- Remediation Design: Partner with the Compliance Testing Manager to suggest practical, scalable solutions for identified gaps. You will track these actions through to completion to ensure the "fix" actually works.
- Data Analysis: Use Excel/Google Sheets and internal systems to pull data sets, identify trends, and select representative samples for testing.
- Audit Support: Assist the Compliance Testing Manager in gathering evidence and documentation for external regulators and independent auditors.
- Quality Assurance (QA) Liaison: Work alongside the QA team to ensure that day-to-day operational checks align with the broader compliance testing framework.
- Reporting: Assist in drafting formal testing reports and presentation decks that summarise findings and track the progress of remediation efforts.
Requirements
- 1–3 years of experience in an AML compliance role, specifically within a testing, internal audit, or quality assurance capacity.
- Attention to detail and exceptional organizational skills;
- Data and analytical skills, including proficiency with Microsoft Excel/Google Sheets and the ability to perform data analysis;
- Ability to thrive as part of a team and be an empowering, constructive and considerate colleague;
- Knowledge of UK, US, EU and Canadian regulatory requirements;
- Strong written skills with the ability to explain complex compliance gaps in simple, plain English.
Benefits
- Sharp Customer Focus 🎯 We cut through the noise and prioritize ruthlessly based on what drives real value.
- Lead with Data 📊 We trade instinct for insight. We test, analyze, and own the outcomes.
- Ownership 🤝 We take responsibility for global outcomes, not just local wins.
- Grit 💪 We navigate ambiguity with resilience and keep pushing until the customer feels the impact.