Lead Corporate Compliance Consultant
Madison, Wisconsin, United States of America
Full Time
3 weeks ago
$88,000 - $145,000 USD
No Visa Sponsorship
Key skills
SQLCommunication
About this role
Role Overview
- research and interpret regulatory findings, market conduct exam reports and legislative alerts for trends and potential business impact
- guide business units in assessing business policies and procedures for gaps that may expose the company to significant compliance or ethics risks
- conduct surveys and interviews of business unit employees to determine if business practices, or absence of practices, present significant regulatory, ethical, or legal compliance risks
- lead the coordination of regulatory exams and inquiries, along with draft written inquiries
- research applicable laws and regulations and analyze their effect on business practices
- serve as an expert resource on assigned subjects on more complex issues
- complete a detailed data analysis, such as conducting in-depth reviews of internal business practices, as needed, to identify potential problems and mitigate risk
- recommend solutions, as appropriate
- escalate issues and maintain records, as required or appropriate
Requirements
- Bachelor’s degree or comparable experience in business administration, insurance, legal studies
- 5+ years of professional experience working in Property & Casualty insurance or related regulatory capacity
- Personal Lines Property insurance experience preferred
- Knowledge of insurance industry, products, and operation environments
- Outstanding organizational, written and oral communication skills
- Strong knowledge and utilization of Microsoft Office products (Excel, PowerPoint and Word)
- Knowledge of SQL and/or other programming/data query reporting knowledge is preferred
- Demonstrated experience providing customer-driven solutions, support or service
- Demonstrated experience coordinating and responding to market conduct examinations or other regulatory examinations
- Demonstrated experience interfacing with regulators, writing responses and developing action plans to address findings or risks
- Extensive knowledge and understanding of business risk assessment approaches and compliance-based structures and programs
Tech Stack
- SQL
Benefits
- comprehensive medical, dental, vision and wellbeing benefits
- a competitive 401(k) contribution
- a pension plan
- an annual incentive
- 9 paid holidays
- a paid time off program (23 days accrued annually for full-time employees)
- a student loan repayment program
- paid-family leave