Provide leadership to the team
Ensure Fidelity is fulfilling its regulatory requirements with regards to AML
Support the Financial Crimes Program Office efforts while maintaining an effective AML Program
Collaborate with internal and external business partners including regulatory and law enforcement agencies
Protect Fidelity and its customers

Bachelor’s Degree or equivalent experience required
Advanced Degree, MBA, JD, or CPA preferred
Knowledge of Anti-Money Laundering (AML) regulations (Bank Secrecy Act of 1970, Money Laundering Control Act of 1970, USA Patriot Act of 2001)
5-7 years of experience in BSA/AML financial crimes compliance or comparable experience at a large financial institution, regulatory agency, law enforcement
Experience in a senior financial crimes compliance role in the securities and/or asset management industry
Experience interacting and fostering productive relationships with regulatory agencies such as the SEC, FINRA, FinCEN, NYFDS and/or OCC
Tech-savvy with proficiency in financial crimes compliance technologies, processes and workflows
Certified Anti-Money Laundering Specialist (ACAMS)/Certified Fraud Examiner (CFE)/Certified AML and Fraud Professional (CAFP) is a plus
Series 7 (Preferred or acquire within 12 months of hire)
Series 9/10 or Series 24 (Preferred or acquire within 18 months of hire)
Experience conducting or managing AML or Fraud investigations
Ability to work under strict time constraints
Experience working in financial services
Good writing, communication and organizational skills
Committed to teamwork
Strong operational skills and vision for process enhancements

Director, Anti-Money Laundering

Key skills