Provide data-led expert oversight and check and challenge on business and compliance matters
Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems
Identification and investigation of potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct
Conduct investigation of compliance risk events or breaches
Oversight and check and challenge of corrective actions and preventative measures to avoid future occurrences
Implementation of compliance policies and procedures in line with regulatory requirements
Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions
Identify, investigate and oversee potential money laundering, terrorist financing or other financial crime
Advise key stakeholders, including functional leadership teams and senior management on functional and cross functional areas of impact and alignment
Demonstrate leadership and accountability for managing risk and strengthening controls
Create solutions based on sophisticated analytical thought comparing and selecting complex alternatives

Advanced degree level education and strong academic track record
Strong written and oral communication skills particularly as relates matters of financial crime risk and how they apply to business and client matters
Skilful coordination in working across a wide range of stakeholders both within and beyond the function
Demonstrable knowledge and experience in analysing complex transaction activity, products and services with the view of assessing inherent financial crime risk
Previous experience using open-source research tools such as Factiva, Lexis Nexis, Orbis or World-check
In-depth knowledge of AML, CTF, ABC, Sanctions risks
Ability to work using own initiative to determine an appropriate investigative approach to complex cases and come to conclusions and make recommendations to senior stakeholders
Excellent report writing and presentation skills
Knowledge of UK Financial Crime regulatory environment
Relevant advanced AML/CTF or ABC qualifications i.e. ICA AML Diploma

Senior Financial Crime Investigator

Key skills