Business Risk Advisor – Wealth Custody and Clearing, Vice President

Role Overview

• Identify and assess risks and controls within business and technology processes.
• Evaluate design and operating effectiveness of controls as part of periodically required process and control reviews.
• Self-identify, and assist the business in identifying issues, incidents, control gaps, analyze their root causes, draft or assist in drafting appropriate and timely remediation plans, and continuously monitor remediation progress.
• Advise the business on risks and control design, adopting a partnership approach, especially during introduction of newer technology and business processes.
• Drive execution of key business risk programs, including regular risk reviews, risk reporting, oversight, and governance activities (including issue and incident management), and monitoring control performance.
• Assist with the preparation and coordination of outside reviews, including audit events and/or regulatory examinations.
• Escalate any perceived violations of rules, regulations, policies, procedures and recommend a course of action.
• Manage resources in the performance of the above responsibilities.
• Train others in the State Street methodology and reinforce an inherent culture of accountability and ownership for implementation and execution of controls across all levels and functions within the organization.
• Participate in the strategic development of the Business Risk function.
• Partner with the second line and third line of defense consistent with our risk management/control objectives.
• Support with sourcing information for the Business Line Risk Profile.
• Drive completion of TPRM, ISRMP and Data Governance Activities.

Requirements

• Minimum of 10+ years proven experience with risk management, auditing standards, and best practices
• University degree in Management, Accounting, Finance, Risk Management, Computer Science / Information Technology, or a related field
• Knowledge of industry Risk and Control frameworks (COSO, COBIT, NIST, ISO, etc.)
• Experience with Microsoft Tools, Archer platform, Open Pages, Tableau, SharePoint
• Technical certifications preferred e.g. CISA, CISM, CRISC, CISSP.

Tech Stack

• Tableau

Benefits

• health insurance coverage including basic life, medical, dental, vision, long-term disability, and other optional additional coverages
• retirement savings plan (401K) with company match
• paid-time off including vacation, sick leave, short term disability, and family care responsibilities
• access to our Employee Assistance Program
• incentive compensation including eligibility for annual performance-based awards (excluding certain sales roles subject to sales incentive plans)
• eligibility for certain tax advantaged savings plans