Compliance Advisor Manager – Know Your Customer

Role Overview

• Perform a key risk management role by ensuring that business lines deliver KYC strategies compliant with applicable anti-money laundering laws and regulations
• Collaborate across multiple lines of businesses and teams to deliver KYC requirements and monitor compliance with regulatory standards
• Implement initiatives that continuously improve KYC soundness across the enterprise
• Help establish an effective risk control environment and address regulatory/compliance requirements
• Maintain subject matter expertise of applicable anti-money laundering laws and regulations and support business lines by providing guidance on Know Your Customer (KYC) compliance requirements
• Establish enterprise Know Your Customer (KYC) standard/policy intent and review new/revised business line KYC policies, standards and procedures to ensure alignment
• Ensure Know Your Customer (KYC) standard/policy is consistently applied across the lines of business
• Direct Know Your Customer (KYC) assessments to identify and address Know Your Customer (KYC) gaps and areas of opportunities
• Assess operational breakdowns for Know Your Customer (KYC) compliance risks and uncover data issues with significant Know Your Customer (KYC) implications
• Leverage understanding of systems, data, and processes to identify root causes for Know Your Customer (KYC) issues and recommend/lead related remediation efforts
• Ensure preventive and detective Know Your Customer (KYC) controls and monitoring programs are in place and provide adequate coverage
• Provide effective challenge and guidance on Know Your Customer (KYC) compliance risks and support business line through various interactions and forums; influence changes to processes, procedures, and controls to mitigate Know Your Customer (KYC) compliance risk
• Review business line training materials with Know Your Customer (KYC) compliance related content for accuracy and completeness
• Support and communicate compliance risk appetite and key performance metrics to business lines
• Evaluate Audit, regulatory exam, and self-identified issues and events for KYC compliance impacts
• Monitor external Know Your Customer (KYC) compliance environment, emerging risks, and regulatory focus areas
• Analyze root causes of Know Your Customer (KYC) compliance and risk issues

Requirements

• Bachelor’s Degree or military experience
• At least 6 years of Know Your Customer (KYC) compliance experience
• At least 6 years of experience in financial services, or Anti-Money Laundering (AML) functions, or compliance risk management, or Anti-Money Laundering (AML) project management.
• 8+ years of Know Your Customer (KYC) compliance experience (preferred)
• 8+ years of experience in financial services, or Anti-Money Laundering (AML) functions, or compliance risk management, or Anti-Money Laundering (AML) project management. (preferred)
• Previous experience supporting programs where senior leaders and external stakeholders are your customers (preferred)
• Certified Anti-Money Laundering Specialist (CAMS) (preferred)

Benefits

• comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being