Complete and update first line of defense matrices, including documenting oversight activities and processes, identifying owners and documenting gaps
Identify gaps in oversight, develop, document and oversee remediation
Perform and document quality assurance testing for critical policies and procedures identified in the matrices
Produce procedures for all quality assurance tests
Develop quality assurance procedures to insure systems are working as intended as new products or systems are rolled out
Work closely with Corporate Compliance, Consumer Operations, the Bank Product Group and Corporate Audit Services
Cross-train on functions performed by the Consumer Banking
Compliance & Oversight department
Other duties as assigned

Bachelor’s degree or equivalent in Accounting, Finance or Business Administration or equivalent work experience
One-year experience in audit, compliance, internal control development or risk management
Three years of banking experience
Demonstrates ability to develop and maintain rapport with various departments to effectively obtain and document information
Demonstrate proficiency in documenting, evaluating, and analyzing processes that identify key risks and controls
Demonstrates ability to learn and understand banking regulations and the required oversight necessary to ensure regulatory compliance
Demonstrate strong organization abilities including the ability to prioritize tasks and workload
Demonstrate ability to work independently and in a group setting
Demonstrate effective written and oral skills
Demonstrate proficient problem-solving skills
Proficiency in Microsoft Office tools

Paid Time Off
401(k) matching program
Annual incentive pay
Paid holidays
Comprehensive company sponsored benefit plan including medical, dental, vision, and other insurance coverage
Health savings, flexible spending, and dependent care accounts
Adoption assistance
Employee assistance program
Fitness reimbursement
Tuition reimbursement
Associate wellbeing program
Associate emergency fund
Various associate banking benefits

Compliance & Oversight Specialist – Consumer Banking

Key skills