Compliance Manager – New Products
United Kingdom
Full Time
5 days ago
$70,000 - $85,000 GBP
No Sponsorship
Key skills
AILarge Language Models
About this role
Role Overview
- Shaping new propositions directly with the business, driving a compliant and innovative approach within new product offerings.
- Working within regulatory requirements to write, review and challenge regulatory submissions such as business plans, policies and applications.
- Reviewing and updating policies, monitoring and governance frameworks helping the business adapt procedures to new product requirements.
- Building strong relationships with first line teams to ensure your guidance, challenge and oversight is relevant to the products and processes at Chip.
- Seeking out knowledge of AI and technical innovations to support in your role and in product development and oversight processes.
- Horizon scanning and reviewing PRA and FCA policy statements as well as FOS publications and market best practice to ensure we’re always learning from what’s happening in the market.
Requirements
- Strong written skills and excellent attention to detail.
- Comfortable drafting regulator-ready documents with minimal support.
- Legal qualification highly desirable.
- Thorough experience in the investments and wealth space with clear knowledge of rules, restrictions and best practices.
- Solid knowledge of FCA Financial Advice rules including staying abreast of upcoming regulatory changes.
- Keen interest in innovation in the financial guidance and advice space including the use of AI and Large Language Models.
- Working knowledge of consumer financial promotions regulation including COBS and BCOBS rules is very beneficial.
Benefits
- Discretionary Performance-Related Annual Bonus
- Workplace pension scheme
- Private medical insurance (medical history disregarded)
- Employee Assistance Programme
- Cycle to work scheme
- Season ticket loan
- Free ChipX subscription for UK-based employees
- Flexible working arrangements
- 28 days holiday plus bank holidays, plus the days between Christmas and New Year
- Annual training budget for courses, workshops, or conferences to help you advance your career.
- £30 per month Chip Fitness Benefit to suit your Mental/Physical Wellbeing
- Company laptop
- Opportunity to have a huge impact on our product while fast-tracking your knowledge, responsibility and skills in a high-growth fintech startup