Administer Mercer Super’s Significant Incident Review Panel (SIRP): coordinate meetings, prepare and distribute papers and minutes, and track actions to resolution.
Generate regular and ad-hoc reporting on incidents and breaches for Management Committees to support timely assessments and regulatory reporting.
Design and maintain dashboards and workflows to efficiently manage incident and breach volumes.
Analyse incident and breach data to identify trends and potentially systemic issues, and provide actionable insights to reduce recurrence.
Perform compliance incident and breach assessments and draft breach reports to regulators where required.
Support other Compliance Team activities, including compliance advice, obligations management, due diligence of regulated documents, and regulatory change implementation.
Keep abreast of industry and regulatory developments and support the Head of Compliance in shaping proactive compliance strategies.
Requirements
2–4+ years’ relevant experience in a compliance or legal role within financial services; superannuation experience highly regarded.
Practical understanding of compliance and risk frameworks and demonstrated ability to apply them in day-to-day operations.
Tertiary qualification in law, business, or a related discipline preferred.
Experience in data analysis, reporting and workflow/dashboard tools is advantageous.