Key skills
Leadership
About this role
Role Overview
- Supervises the clearance, settlement, and reconciliation of trades
- Manages a team closely working with traders, finance, compliance, brokers and custodians
- Ensures timely settlement of trades, accuracy of books and records
- Evaluates and improves existing operational processes
- Signs off on required clearance and settlement reports
- Manages performance of the team, delivering exceptional performance
Requirements
- 5+ Years Required
- 7+ Years Preferred
- FINRA Registrations SRC Indicator: Series 7; Series 63; Series 24
- 5 years of broker dealer experience
- 7+ years of broker dealer operations experience
- Prior experience working at a trading desk
- FINRA Series 4 & 53 Licenses
- Prior people management experience
- Leadership experience in a highly regulated environment
Benefits
- superior retirement program
- highly competitive health, wellness and work life offerings