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Director, Brokerage Operations Manager at TIAA | JobVerse
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Director, Brokerage Operations Manager
TIAA
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Director, Brokerage Operations Manager
Charlotte, North Carolina, United States of America
Full Time
1 hour ago
$85,500 - $125,000 USD
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Key skills
Leadership
About this role
Role Overview
Supervises the clearance, settlement, and reconciliation of trades
Manages a team closely working with traders, finance, compliance, brokers and custodians
Ensures timely settlement of trades, accuracy of books and records
Evaluates and improves existing operational processes
Signs off on required clearance and settlement reports
Manages performance of the team, delivering exceptional performance
Requirements
5+ Years Required
7+ Years Preferred
FINRA Registrations SRC Indicator: Series 7; Series 63; Series 24
5 years of broker dealer experience
7+ years of broker dealer operations experience
Prior experience working at a trading desk
FINRA Series 4 & 53 Licenses
Prior people management experience
Leadership experience in a highly regulated environment
Benefits
superior retirement program
highly competitive health, wellness and work life offerings
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