Advise business and infrastructure functions on the permissibility of activities, transactions, investments, and new business initiatives
Prepare, review, and advise on regulatory applications, notices, and other submissions and communications
Advise internal stakeholders on bank regulatory matters, including regulatory developments
Report to the Head of Bank Regulatory Legal and collaborate closely with business line legal teams
Advise Legal senior management in the Americas on strategic and tactical responses to regulatory expectations
Partner with regional business and infrastructure leaders on significant bank regulatory matters

Extensive experience advising on U.S. bank regulatory law, including the Bank Holding Company Act, the Federal Reserve Act, the Dodd-Frank Act, New York State Banking Law, and the implementing regulations thereunder
A proven track record of broad, deep experience engaging with regulatory authorities on applications, notices, resolution plan submissions, supervisory interactions, U.S. bank examinations, and related matters, including enforcement matters
Experience working with Finance, including Treasury and Risk Management, on bank regulatory legal issues
Experience with, and a strong understanding of, the Investment Banking, Capital Markets, Private Bank, and Wealth Management lines of business
Knowledge of U.S. regulatory reporting, resolution planning requirements, and capital rules along with strong analytical and organizational skills
Bar admission in good standing.

A diverse and inclusive environment that embraces change, innovation, and collaboration
A hybrid working model, allowing for in-office/work-from-home flexibility, generous vacation, and personal and volunteer days
Employee Resource Groups support an inclusive workplace and create opportunities to engage with and learn from one another
Comprehensive benefit plans, including health and wellbeing benefits, retirement savings plans, backup childcare, generous parental leave, and family building benefits
Educational resources, matching gifts and volunteer programs

Senior Counsel, Bank Regulatory Legal – Director

Key skills