Support compliance risk management programs across multiple U.S. Business Units
Ensure adherence to legislative and regulatory requirements
Investigate and resolve matters of non-compliance
Perform Privacy control activities (e.g. privacy impact assessment review, privacy incident analysis)
Maintain oversight and monitoring activities of the Privacy Program
Support for regulatory examinations, Internal Audits or other regulatory matters as appropriate
Review, analyze, and assess privacy/cyber/AI risks arising from vendor relationships and business initiatives
Investigate and document privacy events/incidents
Interpret internal/external business issues and recommend privacy best practices
Draft compliance bulletins and ensure accurate recordkeeping to support second line oversight
Encourage a culture that supports the Code of Conduct and compliance with applicable laws and regulations.

Bachelor’s Degree with over 7 years of experience in regulatory risk and controls roles
Professional certificate, or equivalent business experience in regulatory risk and controls roles or functions within a financial services regulated industry (HIPAA, GLBA, NAIC, CCPA, NY DFS, etc.)
Adaptability to multiple demands and effective shifting priorities
Identification, development, and application of innovative solutions to increase operational efficiencies
Clear ethical judgement based on careful critical, analytical, and interpretative thinking
Demonstrated ability to work both independently and in a team-oriented setting
Effective and influential communication (written and oral), research, and presentation skills
Professional curiosity to maintain privacy expertise through business reading and participation in industry forums
Strong computer skills (e.g., Microsoft office suite) and ability to apply AI tools, visual analytics and business intelligence.

Senior Compliance Analyst

Key skills