Auditor – Asset & Wealth Management

Role Overview

• Support the execution of audit engagements from planning through reporting
• Analyze processes and controls to identify risks and control gaps
• Build strong relationships with stakeholders across the business
• Deliver work that meets Internal Audit standards and Audit Services methodology
• Develop an understanding of business processes, risks, controls, and relevant regulatory requirements within Asset and Wealth Management
• Identify and assess risks, and contribute to audit planning and prioritization
• Execute audit testing, including interviews, walkthroughs, and data analysis
• Evaluate the effectiveness of controls and document findings in accordance with methodology
• Prepare clear, concise workpapers and assist in drafting audit observations and issues
• Collaborate with team members and engage with stakeholders, including senior management
• Support additional activities such as issue validation, retrospective reviews, and departmental initiatives

Requirements

• Bachelor’s degree from an accredited institution
• 2–4 years of experience in internal audit, risk, or public accounting/consulting within financial services
• Experience or interest in Asset and/or Wealth Management
• Professional certification (or progress toward certification) preferred: CIA, CPA, CFA, CISA, CFSA, or CFE

Benefits

• retirement benefits (401k and pension)
• health and welfare benefits (medical, dental, vision, spending accounts and disability)
• paid time off
• parental and caregiver leave
• life & accident insurance
• other voluntary and well-being benefits
• discretionary bonus program that may include an equity component