Key skills
Strategic PlanningCommunicationDecision MakingCollaboration
About this role
Role Overview
- Assist with day-to-day compliance in line with regulatory, legal, and internal policy requirements
- Perform risk assessments in relation to compliance risks
- Draft, modify, and implement company policies, procedures, and handbooks to reflect regulatory changes and business needs
- Assist in drafting compliance reports to the CNB
- Serve as the primary point of contact for CNB supervisory matters, including managing correspondence, regulatory enquiries, and on-site inspections
- Prepare and submit periodic regulatory reports to the CNB within statutory timeframes
- Own and operate the Branch's client complaints handling framework in line with ZPKT and MiFID II requirements
- Conduct and maintain the compliance monitoring programme, performing periodic reviews and reporting findings to the Head of Compliance
- Ensure all client-facing materials comply with Czech language requirements and applicable regulatory obligations
- Liaise with auditors during compliance audits and examinations
- Assist in the function's strategic planning and decision making
Requirements
- Bachelor's degree in Law, Finance, Economics, or a relevant field
- Knowledge of Czech capital markets law (ZPKT), CNB decrees, and applicable EU regulations (MiFID II/MiFIR)
- Experience in a compliance function within an investment firm, bank, or capital markets entity; familiarity with MiFID II compliance monitoring and regulatory reporting is strongly preferred
- Native or fluent Czech and professional English proficiency — both are essential for CNB correspondence, regulatory submissions, and HQ alignment
- Excellent written and verbal communication skills
- Strong attention to detail and ability to manage multiple priorities in a fast-paced environment
- Ability to work both independently and collaboratively
- A drive for excellence and a continuous improvement mindset
Benefits
- A unique opportunity to be part of the team building our presence in the Czech Republic from the ground up
- Challenging projects with high impact on our international growth
- Collaboration with a team of smart, driven, and supportive high-performers
- A flexible, idea-friendly culture that values ownership and initiative
- Competitive remuneration package