Providing day to day support to clients and colleagues in executing compliance, and AML deliverables.
Undertaking the role of Compliance Officer/MLRO and possibly Risk Officer.
Develop, initiate, maintain, and revise policies and procedures to ensure compliance with various regulatory requirements.
Drafting and/or executing a compliance monitoring and testing program and performing deskbased reviews to ensure compliance with regulatory and internal procedures.
Providing training on compliance, AML, and corporate governance.
Ensuring that the regulatory returns and relevant notifications are submitted on a timely basis and acting as a point of contact with the regulator.
Undertaking client on-boarding/KYC.
Manage client’s expectations.
Attending and contributing to internal meetings.
Working with senior staff in investigating and responding to raised compliance risk management issues and preparing routine correspondence.
Responsible for maintaining timesheets daily and are expected to meet certain targets on a weekly basis, as set by management.
Responsible for maintaining, keeping up-to-date, and accurate client files.
Assisting in the drafting and preparation of proposals and engagement letters.

A minimum of 3 years’ experience either in Compliance, AML or at the Regulators.
Preferably educated to degree standard (or equivalent).
A Senior Associate is expected to obtain an AML or Compliance certificate within 3 months of joining.
Well-versed candidate from within the Compliance, AML, and Risk Management space.

Commitment to minimum continuing professional development requirements, in accordance with internal and external standards.
Providing outsourcing, authorization, and projects support to ADGM, DIFC, and onshore firms.
Assisting in promoting the firm at various industry and promotional events or producing certain publications.
Commitment to continued learning, remaining well-informed regarding internal standards, and business goals/knowledge sharing.

Senior Associate – Compliance Solutions

Key skills